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Securities and Exchange Commission

Trump set to reshape the Wall Street regulation?

by Nancy Marshall-Genzer
Mar 23, 2017
The Senate Banking Committee is scheduled to hold a confirmation hearing Thursday on Jay Clayton, President Donald Trump’s choice to head the Securities and Exchange Commission. Clayton does not have a track record in Washington, and that makes it difficult to know if he shares Trump’s distaste for government regulation. But we can tell something […]
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Final Note

Trump picks a Wall Street lawyer to head the SEC

by Lizzie O'Leary
Jan 4, 2017
Jay Clayton could be instrumental in undoing Dodd-Frank.
President-elect Donald Trump waves to the crowd while being introduced to speak to supporters at the Giant Center, December 15, 2016 in Hershey, Pennsylvania. 
Mark Wilson/Getty Images
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SEC Chair Mary Jo White to step down

by Kimberly Adams
Nov 15, 2016
President-elect Donald Trump and Congress will need to fill three out of five seats in the Securities and Exchange Commission.
The SEC's Mary Jo White testifies during a House Financial Services Committee hearing on Capitol Hill on Tuesday in Washington, D.C. 
Zach Gibson/Getty Images
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Adding value by slowing things down?

by Sabri Ben-Achour
Jun 17, 2016
IEX, a market with a 350 microsecond delay, could make a difference to investors.
Traders work on the floor of the New York Stock Exchange. The IEX would be a new market to trade on with a 350 microsecond delay. 
Spencer Platt/Getty Images
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It's surprisingly hard to figure out what big banks spend to follow the rules

by Tony Wagner
Apr 13, 2016
But even if we did, would it matter?
A man walks past JP Morgan Chase's corporate headquarters in New York City.
(Andrew Burton/Getty Images)
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Company tests new waters for small-scale investors

by Marketplace Contributor
Nov 10, 2015
Groundfloor lets non-accredited investors get in on small-scale real estate deals.
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Five years on, Dodd-Frank still controversial

by Kimberly Adams
Jul 21, 2015
Regulators are still writing rules for the financial reform law.
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Why the SEC is all about 'broken windows'

by Tracey Samuelson
Sep 11, 2014
The SEC employs an enforcement strategy coined in the 1980s.
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A fracking story too good to be true

by Scott Tong
Aug 27, 2014
You know a technology's hot when stock market scammers make it part of their pitch.
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Why you should be wary of your financial adviser

by Tracey Samuelson
Aug 12, 2014
Brokers don't always act in clients' best interest.
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