Oct 23, 2013 The SEC considers rules for allowing companies to raise money online.
Sep 25, 2013 The JOBS Act has loosened rules to let private companies and hedge funds solicit investment. How are they going about it?
Sep 19, 2013 When a bank agrees to a multi-million dollar fine, who gets the money?
Sep 19, 2013 The SEC wants companies to disclose the gap between CEO and median-employee compensation. The idea gained traction after the financial crisis amid broader concerns about income inequality.
Aug 14, 2013 The penalty for taking a dangerous risk that shakes financial markets is what, exactly?
Aug 9, 2013 JPMorgan is likely to settle with the SEC, but the Whale himself won't be facing any criminal charges -- for now.
Aug 9, 2013 Since 2011, the Consumer Financial Protection Bureau has been collecting consumer complaints and helping people resolve their disputes with companies. Richard Cordray, the newly confirmed CFPB director, talks about using his organization as a resource.
Aug 2, 2013 The SEC has six pending cases against 18 executives accused of misconduct before or during the financial crisis.
Jul 10, 2013 The Securities and Exchange Commission voted to lift a ban on publicly soliciting your investment dollars for companies not traded on the stock market.