Aug 27, 2014 You know a technology's hot when stock market scammers make it part of their pitch.
Aug 12, 2014 Brokers don't always act in clients' best interest.
Jan 13, 2014 A lot has changed since Bernard Madoff defrauded $17 billion. Has it made a difference?
Aug 14, 2013 The penalty for taking a dangerous risk that shakes financial markets is what, exactly?
Aug 9, 2013 JPMorgan is likely to settle with the SEC, but the Whale himself won't be facing any criminal charges -- for now.
Aug 2, 2013 The SEC has six pending cases against 18 executives accused of misconduct before or during the financial crisis.
Stacey Vanek Smith
Aug 1, 2013 The SEC has scored its first court victory related to the financial crisis. A federal jury found former Goldman Sachs trader Fabrice Tourre liable for defrauding investors in a subprime-mortgage securities deal just before the housing market collapsed.
Jul 16, 2013 She's instructed lawyers to "have a heart" and stay away from words like 'security,' 'collateral' and 'asset-backed.'
Aug 1, 2013 A former Goldman Sachs trader known as "Fabulous Fab" has been found liable in a mortgage securities fraud case. During the case, a judge asked to ban jargon. But because bankers aren't able to resist -- and for your own knowledge -- here's a primer to help.