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SEC received over 650,000 filings in 2011
Kai Ryssdal Jan 10, 2012
Up 4 percent from 2010. More filings mean more information is disclosed by companies. But is it necessarily a better thing?
SEC files complaint against former Freddie, Fannie CEOs
Scott Tong Dec 16, 2011
Federal regulators at the Securities and Exchange Commission just this morning charged several former executives at mortgage giants Fannie Mae and Freddie Mac with civil fraud
Judge strikes down SEC deal with Citigroup
David Gura Nov 28, 2011
A district judge said the SEC's proposed $285 million settlement with Citigroup over the sale of toxic mortgage debt was not in the public interest.
SEC rules (not a declarative statement)
John Moe Oct 14, 2011
Yesterday, the Securities and Exchange Commission issued guidelines for how companies should disclose cyber attacks. Sen. John D. Rockefeller (D -...
Walkie-talkie payola?
John Moe Sep 27, 2011
The Justice Department and Securities Exchange Commission are looking into Motorola Solutions to see whether it offered bribes to foreign...
Wall Street watchdogs face budget cuts in Congress
David Brancaccio Nov 3, 2011
At a time of dramatically increased responsibilities for two key financial regulatory bodies, there are strong calls to cut back on funding for the...
Financial crisis and 'Other People's Money'
Jaclyn Giovis Jan 26, 2011
If you want to find out what caused the 2008 financial crisis, you can pick up a copy of the 576-page report by the U.S. commission appointed to ...
LinkedIn preparing to go public
Jaclyn Giovis Jan 7, 2011
LinkedIn Corp., a social networking company for professionals, plans to go public....
Tell the SEC What to Do With Whistleblowers
Stan Alcorn Mar 28, 2012
Do you have strong feelings about how the Security and Exchange Commission defines "Major Security-Based Swap Participant"?...
MIDDAY UPDATE: new financial rules, Ghana oil drilling, Facebook
Jaclyn Giovis Dec 15, 2010
Federal agencies are beginning to shape the rules under Congress's financial overhaul, also known as the Dodd-Frank law. Regulators want to require...
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